An investment firm’s most critical obligation is to ensure the highest level of safety for client assets.
Dow Capital Management, LLC client brokerage accounts are held by, and security transactions are handled by, Pershing, LLC, the world’s largest securities clearing firm. Pershing is an affiliate of BNY Mellon. BNY, the Bank of New York, is the nation’s oldest bank, founded in 1784. Pershing is a member of the New York Stock Exchange and every other major U.S. securities exchange.
Pershing is a member of the Securities Investor Protection Corporation (SIPC). Assets are protected by SIPC, up to $500,000 in value, including $250,000 for uninvested cash. SIPC does not protect against losses due to market fluctuation. In addition to SIPC protection, Pershing provides significant coverage in excess of SIPC from a consortium of private insurers. The excess of SIPC coverage does not protect agains loss due to market fluctuation. For more information on current coverage, please visit http://www.pershing.com/about_us/4575.htm
Pershing provides our clients with an exceptional level of security and a quality service unsurpassed in the industry.